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Banking Matters

Compliance Alliance
Banking
Banking Insurance
Directors and Officers Insurance
Elder Financial Exploitation
Compliance Alliance
Property Assessed Clean Energy
Community Banking
Banking Regulations
Financial Institutions
Compliance
Financial Compliance
Agriculture
NIST Cybersecurity Framework
Risk Management
Texas
Texas PACE Authority
Cybersecurity
Data Privacy
Cyber Risk Institute
Vendor Management

Today’s financial trends, topics, and practical matters, that’s what Banking Matters is all about. The host is joined weekly by guests from around the country whose insights into the world of banking, regulation, and compliance keep you better informed. Subscribe to our Banking Matters podcast today – and hear discussions covering the trends and topics in the industry that are important to you.

PublishesTwice monthlyEpisodes30Founded7 months ago
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Artwork for Banking Matters

Latest Episodes

In this episode of Banking Matters, host Elizabeth Holtrop interviews Rich Perez, Vice President of Innovation and Digital Products at the Texas Bankers Association. They discuss Rich's journey into banking, the importance of innovation for community... more

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In this episode of Banking Matters, host Linsey Hugueley speaks with Wendy Sullivan, a Senior Vice President of Virtual Compliance Officer Services at Compliance Alliance. They discuss Wendy's journey in banking, the importance of compliance, and how... more

In this episode of Banking Matters, host Linsey Hugueley interviews Carl Goss, an attorney with extensive experience in banking regulation and enforcement. They discuss Carl's journey into the banking industry, the growing intersection of community b... more

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In this week's episode of Banking Matters, host Elizabeth Holtrop talks with Svitlana Keeney, a Compliance Officer at Compliance Alliance who has extensive trust compliance experience. The conversation focuses on key factors to consider when managing... more

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In this week’s conversation, host, Linsey Hugueley, chats with Gayle Brooke, Compliance Officer for Independent Bank, about the critical role of human oversight in AI-generated outputs, highlighting the risks of unverified information and the concept... more

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In this episode of Banking Matters, host Elizabeth Holtrop interviews Kyle Owens, a partner at Bradley law firm, to discuss the intersection of banking and law. The conversation focuses particularly on reputation risk and recent regulatory changes. T... more

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In this episode of Banking Matters, host Elizabeth Holtrop speaks with attorney Sarah A. Samuel about the complexities of subpoenas in the banking sector. They discuss the legal implications of subpoenas, the importance of involving legal counsel, an... more

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In this episode of Banking Matters, Elizabeth Holtrop hosts Brett Goodnack to discuss recent developments in Bank Secrecy Act (BSA) regulations, particularly focusing on the new FAQs issued by FinCEN regarding Suspicious Activity Reports (SARs). Bret... more

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Recent Guests

Wendy Sullivan
Senior Vice President of Virtual Compliance Officer Services at Compliance Alliance with nearly 20 years in banking experience.
Compliance Alliance
Episode: Episode 118 Banking Matters The Importance of Communication in Regulatory Scrutiny
Carl Goss
Attorney with extensive experience in bank regulation and compliance
Episode: Episode 117 Banking Matters Community Banks: Embracing Digital Assets
Svitlana Keeney
Compliance Officer at Compliance Alliance
Compliance Alliance
Episode: Episode 116 Banking Matters Compliance in the Arena of Trust and Wealth Management
Gayle Brooke
A seasoned banking professional with over 40 years of experience in compliance and operations.
Episode: Episode 115 Banking Matters Keeping the Human in AI Incorporation
Kyle Owens
Partner at the Bradley National Law Firm, specializing in regulatory compliance and legal issues in banking.
Bradley National Law Firm
Episode: Episode 114 Banking Matters Navigating Reputation Risk and Banking Compliance
Sarah A. Samuel
Attorney specializing in civil litigation.
Herschen Westheimer PC
Episode: Episode 113 Banking Matters Subpoenas in Banking: A Legal Perspective
Brett Goodnack
Attorney and compliance expert
Compliance Alliance
Episode: Episode 112 Banking Matters Understanding FinCEN's New SAR FAQs
Alesha Paulsen
BSA officer at Honor Bank with over 12 years of experience in the banking industry.
Honor Bank
Episode: Episode 109 Banking Matters Alesha Paulsen
Jessica Guobadia
An attorney and mediator with expertise in probate, guardianship, and mental health law.
Episode: Episode 108

Hosts

Linsey Hugueley
Host with a focus on banking compliance and regulatory issues.
Elizabeth Holtrop
Co-host specializing in banking compliance and regulatory discussions.

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Talking Points

Recent interactions between the hosts and their guests.

Episode 118 Banking Matters The Importance of Communication in Regulatory Scrutiny
Q: Has it been common for banks to create committees to handle these enforcement actions?
Yes, some banks have formed specific leadership groups to meet regularly and stay on task.
Episode 118 Banking Matters The Importance of Communication in Regulatory Scrutiny
Q: Do you have any tips or tricks that have helped you navigate things?
Make sure your goals are attainable and communicate openly with examiners to build a trustful relationship.
Episode 118 Banking Matters The Importance of Communication in Regulatory Scrutiny
Q: What should a bank expect in the process of relieving these enforcement actions?
A lot of work and a lot of communication, being very forthcoming and providing information proactively.
Episode 117 Banking Matters Community Banks: Embracing Digital Assets
Q: What are the innate risks that banks are exposed to when looking at incorporating crypto into their strategic plan?
The primary risk is market risk, particularly with collateralized loans. Other risks include operational, fraud, and chargeback risks.
Episode 117 Banking Matters Community Banks: Embracing Digital Assets
Q: What are some pros of getting involved with crypto in the banking space?
Designate an internal subject matter expert; seek presentations from external experts to inform board and management.

Audience Metrics

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Frequently Asked Questions About Banking Matters

What is Banking Matters about and what kind of topics does it cover?

Focusing on the complexities and developments within the banking industry, the content covers a wide range of topics from regulatory compliance to the integration of technology and digital assets. Episodes frequently feature expert guests such as banking professionals, attorneys, and compliance officers who share their insights on pressing issues like regulatory scrutiny, fraud prevention, and the operational challenges faced by community banks. The host typically fosters engaging discussions that not only shed light on regulatory changes but also emphasize the importance of building relationships within the banking sector, making the content highly relevant for industry professionals looking to stay informed and equipped in today's evolvin... more

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These podcasts share a similar audience with Banking Matters:

1. 48 Hours

How many episodes of Banking Matters are there?

Banking Matters launched 7 months ago and published 30 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.

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What guests have appeared on Banking Matters?

Recent guests on Banking Matters include:

1. Wendy Sullivan
2. Carl Goss
3. Svitlana Keeney
4. Gayle Brooke
5. Kyle Owens
6. Sarah A. Samuel
7. Brett Goodnack
8. Alesha Paulsen

To view more recent guests and their details, simply upgrade your Rephonic account. You'll also get access to a typical guest profile to help you decide if the show is worth pitching.

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